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Omitting material facts about an investment, inflating performance numbers, lying to clients, or making unreasonable promises are all violations. Pushing to Buy Blindly. Inflating Past Performance. Ignoring Client Sustainability. Using Manipulative Talk. Making Outrageous Promises. The Bottom Line. https://www.investopedia.com › ille... Illegal High-Pressure Sales Tactics Brokers Use - Investopedia